Preliminary information

Revised edition – March 2006

Agency name: National Archives of Australia
Agency address: Queen Victoria Terrace, Parkes, ACT 2600
Agency website: naa.gov.au

Subordinate websites:

Contact details of person responsible for the development of this online action plan:
Director Communications and Marketing, 6212 3606

Contact details of person responsible for the implementation of this online action plan:
Manager Web Services, 6212 3938

Date this plan was completed: 20 March 2001

Revision dates:

  • 3 July 2002
  • 31 September 2003
  • 9 January 2004
  • 21 October 2004
  • 3 August 2005
  • 5 May 2006

Summary of commitments

Services appropriate to provide online by 2001Timeframe for the provision of this service online by 2001Estimate of resources required

1. Procurement online

Service online February 2003

Within existing resources

2. Corporate forms

March 2001 – process under review

Within existing resources

3. Online application for access

September 2001

Within existing resources

4. Online disposal schedule and authorisation

September 2001

Within existing resources

5. Metadata search facility for RecordSearch

September 2001

Within existing resources

6. Online training if appropriate

September 2001

Within existing resources

7. Developing and refining our business specific application, RecordSearch

Service is online although constantly undergoing refinement

Within existing resources

8. E-commerce facility

Service online April 2003 – revised facility being developed – July 2005

Within existing resources

Description of the agency

National Archives’ outcomes and outputs

Outcome 1

A national archival collection, preserved and accessible for all Australians; the creation and management of Commonwealth records that support accountable government

Outcome 1.1

Enable and promote best practice in the management of government records from the point of creation for as long as required to support the needs of government and the people.

Outcome 1.2

Develop, maintain and promote a visible, known and accessible national collection that engages and informs the community; and foster appreciation of the role of archives in society.

Values

Staff of the National Archives value:

  • the needs and rights of all users of Commonwealth records
  • the records that they have been entrusted to manage, preserve and make accessible
  • the achievement and standing of their organisation
  • the integrity, professionalism and technical competence of their colleagues
  • leadership by example and clear, open communication
  • accountability and responsibility
  • initiative and innovation
  • teamwork, cooperation and inclusiveness
  • integrity, trust and respect for each individual

The National Archives has maintained a web presence since 1995. We have constantly improved and expanded all internet services resulting in a greater flexibility and accessibility to our services for our various stakeholders.

Online delivery objectives

  1. Provision of information about the National Archives of Australia – the institution, its collection and services to the public in their homes, workplaces and study places and to staff of government agencies.
  2. Provision of as many services as appropriate (eg publication sales, reference services and corporate forms) to the public and government agencies via the website without requiring prior contact by other means, including access to records.
  3. Promotion of the Archives’ collection and services to the public and government agencies.

Current ICT capabilities

The National Archives is developing and refining our business-specific application, RecordSearch. RecordSearch is our collection database as well as the mechanism for recording records transfers between agencies and the Archives, is available to clients via web access. The Archives has a small team engaged in developing and maintaining RecordSearch applications and other specific databases to perform the core functions of the Archives. Components of the RecordSearch database have been available via the web since 1997.

The Archives intends to further develop RecordSearch over the next few years to provide access to the collection through selective digitisation via the web. A cost effective means of undertaking low volume and low value transactions via the web is being researched.

Functions and services provided

Service

Description of service

Description of client groups

Volume of service provided per year

Is service already online / partly online

Area of agency responsible for service

Contact person in service area

Advisory services

1. AGLS Metadata standards, policy, guidelines and advice

National Archives is the maintenance agency for the Australian Government Locator Service (AGLS) metadata standard.

Government

Yes

Recordkeeping Standards and Policy

Director –
(02) 6212 3988

2. Recordkeeping policies, standards, guidelines and advice

Practical information to help Commonwealth agencies improve their recordkeeping, following best practice approaches developed by the National Archives of Australia.

Resources range from strategies and policies on recordkeeping in the Commonwealth to more detailed information, advice, standards, guidelines and manuals.

Government

Yes

Recordkeeping Implementation

Director –
(02) 6212 3695

Consultation and policy development

1. AGLS Metadata standards, policy, guidelines and advice

National Archives is the maintenance agency for the Australian Government Locator Service (AGLS) metadata standard.

Government

Yes

Recordkeeping Standards and Policy

Director –
(02) 6212 3988

2. Record keeping policies, standards, guidelines and advice

Practical information to help Commonwealth agencies improve their recordkeeping, following best practice approaches developed by the National Archives of Australia.

Resources range from strategies and policies on recordkeeping in the Commonwealth to more detailed information, advice, standards, guidelines and manuals.

Government

Yes

Recordkeeping Implementation

Director –
(02) 6212 3695

Grants

Not applicable

Information collecting and hosting

Information about and access to, the National Archives Collection, including RecordSearch and PhotoSearch.

National Archives cares for valuable Commonwealth government records and make them available for present and future generations to use.

Public, Government, Educators, Historians

Yes

Access and Communication ICT

Director –
(02) 6212 3990
Director –
(02) 6212 3660

Information provision

Corporate information

Publication of corporate information (eg Annual Reports)

Public, Government

Yes

Publications and Websites

Director –
(02) 6212 3606

E-procurement

Payment of suppliers

Public, Government

Yes

Finance

Director –
(02) 6212 3996

Advertising of jobs and tenders

Employment and tender applications and information

Public, Government

Yes

Staffing

Facilities

Director –
(02) 6212 3656

Director –
(02) 6212 3903

Electronic publishing

Publication in electronic format of research guides, factsheets, media releases, etc

Public, Government, Journalists, Educators

Yes

Publications and Websites

Director –
(02) 6212 3606

Regulatory

Not applicable

Secretariat

Production of Annual Reports, Advisory Council information, archival portal content, Freedom of Information section 9 statements and file listings under the Senate Continuing Order No. 5

Government, Professional bodies, Public

Yes

Corporate Governance

Director –
(02) 6212 3948

 

Services appropriate to provide online

Services appropriate to provide online

Application of criteria to service / why the service is appropriate to provide online

1. Recordkeeping

Government agency staff and other recordkeeping professionals are valuable partners for the Archives in ensuring that all Australians can use Commonwealth records. Many records are now created in electronic forms that are harder to preserve and keep accessible over time. It is important to build systems that ensure valuable records survive. The Archives assists agencies by developing policies, standards, guidelines and providing training and advice about modern recordkeeping.

2. AGLS Metadata

The AGLS metadata standard is a set of 19 descriptive elements which government departments and agencies can use to improve the visibility and accessibility of their services and information over the Internet.

3. PhotoSearch

PhotoSearch allows you to search and browse the titles of almost 500,000 photographs from the National Archives collection and to view 80,000 images online.

4. RecordSearch

Our main catalogue, RecordSearch, contains descriptions of over 6 million records (about 10% of our collection) – from some 9000 Commonwealth government agencies.

5. Employment and Procurement

Permitting secure online submission of applications provides flexibility to both the Archives and stakeholders.

6. Corporate forms

The placement of all corporate forms online allows greater flexibility for stakeholders and improves communication response time. Forms will be moved into a databased environment as resources permit.

7. E-commerce

E-commerce allows greater flexibility for stakeholders and improve communication response time.

Enhancements to services already online

Service already provided online

Complexity level* (1,2,3)

Description of plans to review and upgrade services

1. E-commerce

3

Facilitate E-commerce for the Archives’ external clients who wish to purchase National Archives products has online since April 2003.

2. Employment and Procurement

3

To enable the ability to submit documents online and add to the efficiency of the administration process. The service has been online since February 2003.

3. Recordkeeping Training

2

To supply online training date yet to be determined.

4. Corporate Information

2

Through constant monitoring maintain the effective, relevant and current status of the information.

5. RecordSearch

3

Ongoing improvements

6. PhotoSearch

3

Ongoing improvements

* Complexity levels: 1. Static information only; 2. Access to downloadable information (eg Forms); 3. Data interchange (eg Transactions, exchange of data, payments, registrations).

Services inappropriate to provide online

Service inappropriate to provide online

Reasons why service is inappropriate to provide online

1. Disposal Authorisation

Complex legal and accountability requirements which are more effectively dealt with off-line, and the current level of business activity does not warrant provision online.

2. Personal Records Authorisation

Complex legal and accountability requirements which are more effectively dealt with off-line, and the current level of business activity does not warrant provision online.

3. PKI facilities

The current level of business activity would not justify the infrastructure required.

4. Digitisation of the entire collection

The budgetary restraints and the logistics of digitising the collection which comprises 300 shelf-kilometres of records.

Implementation strategies and timeframes

Name of service: Recordkeeping

Mechanisms to consult with users about the design and operation of the online service

Ongoing surveys and focus groups

Who will be responsible for the development of a detailed project brief, and the development of the online service

Government Recordkeeping

Who will be responsible for the management and ongoing maintenance of the online service

Government Recordkeeping

What are the key steps that need to be taken to provide this service online

The service is online and is under going constant improvements.

When will this service be provided online

Online

What is the relative priority of providing this service online in comparison with other services to be provided online

3

Name of service: AGLS Metadata

Mechanisms to consult with users about the design and operation of the online service

Ongoing surveys and working groups

Who will be responsible for the development of a detailed project brief, and the development of the online service

Recordkeeping Standards and Policy

Who will be responsible for the management and ongoing maintenance of the online service

Recordkeeping Standards and Policy

What are the key steps that need to be taken to provide this service online

The service is online and is under going constant improvements.

When will this service be provided online

Online

What is the relative priority of providing this service online in comparison with other services to be provided online

 

3

Name of service: PhotoSearch

Mechanisms to consult with users about the design and operation of the online service

Electronic mail, feedback forms and stakeholders

Who will be responsible for the development of a detailed project brief, and the development of the online service

Access and Communication

Who will be responsible for the management and ongoing maintenance of the online service

Access and Communication

What are the key steps that need to be taken to provide this service online

The service is online and is under going constant improvements.

When will this service be provided online

Online

What is the relative priority of providing this service online in comparison with other services to be provided online

3

Name of service: RecordSearch

Mechanisms to consult with users about the design and operation of the online service

Electronic mail, feedback forms and working groups

Who will be responsible for the development of a detailed project brief, and the development of the online service

Access and Communication and ICT

Who will be responsible for the management and ongoing maintenance of the online service

Access and Communication and ICT

What are the key steps that need to be taken to provide this service online

The service is online and is under going constant improvements.

When will this service be provided online

Online

What is the relative priority of providing this service online in comparison with other services to be provided online

3

Name of service: Employment and Procurement

Mechanisms to consult with users about the design and operation of the online service

Electronic mail and feedback forms

Who will be responsible for the development of a detailed project brief, and the development of the online service

Staffing, Facilities and Publications and Websites

Who will be responsible for the management and ongoing maintenance of the online service

Staffing, Facilities and Publications and Websites

What are the key steps that need to be taken to provide this service online

The service is online and is under going improvements.

When will this service be provided online

Online

What is the relative priority of providing this service online in comparison with other services to be provided online

2

Name of service: Corporate Forms

Mechanisms to consult with users about the design and operation of the online service

Electronic mail and feedback forms

Who will be responsible for the development of a detailed project brief, and the development of the online service

All internal stakeholders

Who will be responsible for the management and ongoing maintenance of the online service

All internal stakeholders

What are the key steps that need to be taken to provide this service online

The service is partially online and is under going constant improvements.

When will this service be provided online

Online

What is the relative priority of providing this service online in comparison with other services to be provided online

2

Name of service: E-commerce

Mechanisms to consult with users about the design and operation of the online service

Electronic mail and feedback forms

Who will be responsible for the development of a detailed project brief, and the development of the online service

Finance, ICT and Publications and Websites

Who will be responsible for the management and ongoing maintenance of the online service

Finance, ICT and Publications and Websites

What are the key steps that need to be taken to provide this service online

The service is online and is under going constant improvements.

When will this service be provided online

Online (available since April 2003)

An new and improved facility is being developed during the 2004-05 financial year.

What is the relative priority of providing this service online in comparison with other services to be provided online

2

Impediments to the provision of services online

Impediment

Strategies to address impediment

1. Confidential material

Classified material will not be made available at present.

2. Budgetary constraints

Certain services do not justify an increase in funds to enable their accessibility over the internet due to the low level of business activity.

3. Old Formats

The material will remain available in its original format for the present.

Evaluation strategies

All services provided online by the National Archives are monitored. The Archives utilises web-based statistics, online feedback forms, guestbook listings, surveys, and maintains a record of electronic mail enquiries and responses.

Standards and guidelines

Issue

Standard or guideline

Implementation requirements*

Progress towards implementation

Information provision

Online Information Service Obligations

New material – 1 June 2000, existing material – 1 December 2000

Compliant

Metadata

Australian Government Locator Service Metadata Standard

As above

Compliant

Electronic publishing, recordkeeping and archiving

Guidelines for Commonwealth Information Published in Electronic Formats

E-Permanence Standard

As above

Compliant

Accessibility

Discrimination Act Advisory Notes

World Wide Web Access: Disability Web Content Accessibility Guidelines

1 December 2000

Continuously working through requirements. Compliant sites are:

naa.gov.au
foundingdocs.gov.au
archivenet.gov.au
uncommonlives.naa.gov.au
primeministers.naa.gov.au
ourhistory.naa.gov.au
whitlam.naa.gov.au

Authentication

Gatekeeper: A Strategy for Public Key Technology use in the Government

Ongoing

The level of transactions would not justify expenditure on the infrastructure required.

Privacy

Guidelines for Federal and ACT Government World Wide Websites

1 June 2000

update with the W3C P3P requirements in May 2005

Compliant

Security

Australian Communications Security Instructions – 33

1 July 2000

Compliant

* See the Government Online strategy for more details about these implementation requirements.